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Branch Supervision & Compliance Specialist
Job in
Clayton, St. Louis County, Missouri, USA
Listed on 2026-06-15
Listing for:
Benjamin F Edwards & Co
Full Time
position Listed on 2026-06-15
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Benjamin F Edwards & Co is looking for a Branch Supervision Associate in Clayton, MO. This critical role involves ensuring compliance with SEC and FINRA regulations while managing risks and supervising branch activities. The ideal candidate will demonstrate strong conflict management skills and possess a Bachelor's degree or equivalent experience.
You will perform comprehensive trade and account reviews, work closely with various teams, and require licenses such as Series 7 and 66. A commitment to client-first service is essential.
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