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Banking & Finance Financial Advisor Financial Services

FINRA Supervision Specialist - PNC Wealth Management

Job in Cleveland, Cuyahoga County, Ohio, 44101, USA
Listing for: PNC Bank
Full Time position
Listed on 2026-06-10
Job specializations:
  • Finance & Banking
    Banking & Finance, Financial Advisor, Financial Services
Job Description & How to Apply Below
Responsible for the supervision and trade review of Financial Advisors (FA) and registered branches in assigned regions to ensure compliance with securities and insurance industry rules and reg and firm policy. Review surveillance alerts and reports  Management, Specialist, Wealth, Financial Advisor, Escalations, Business Partner, Banking, Healthcare
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