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Senior FINRA Supervision Specialist - Wealth Management
Job in
Cleveland, Cuyahoga County, Ohio, 44101, USA
Listed on 2026-06-26
Listing for:
PNC Financial Services Group, Inc.
Full Time
position Listed on 2026-06-26
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst, Financial Services
Job Description & How to Apply Below
PNC Financial Services Group, Inc. is seeking a FINRA Supervision Specialist Senior to ensure compliance with financial regulations as part of our Wealth Management team in Cleveland, Ohio. The role requires strong supervisory skills, industry knowledge, and a Bachelor's degree, along with licenses like Series 7 and 24.
This position offers a supportive culture and flexibility to balance work and personal commitments. Responsibilities include supervising trade reviews, conducting training, and collaborating with various departments to enhance compliance practices.
PNC provides competitive pay, benefits, and an inclusive workplace culture.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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