FINRA Compliance & Trade Supervisor
Job in
Cleveland, Cuyahoga County, Ohio, 44101, USA
Listed on 2026-07-01
Listing for:
PNC
Full Time
position Listed on 2026-07-01
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Join PNC as a FINRA Supervision Specialist in Cleveland, OH, where you will oversee Financial Advisors to ensure compliance with industry regulations. This role involves reviewing trades, conducting training, and collaborating with various teams to manage risk effectively.
Ideal candidates will possess a Bachelor's degree and relevant experience in financial services. PNC offers a competitive salary ranging from $75,000 to $125,000, alongside a comprehensive benefits package.
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