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Compliance Associate — On-Site in Cleveland | FINRA Ready
Job in
Cleveland, Cuyahoga County, Ohio, 44101, USA
Listed on 2026-08-22
Listing for:
Cleveland Research Company
Full Time
position Listed on 2026-08-22
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Cleveland Research Company is seeking a Compliance Associate to support the Chief Compliance Officer, monitor potential conflicts, and help maintain the firm’s culture of regulatory compliance. You will engage daily with all departments and participate in FINRA-related activities in a fast-paced environment.
The role requires a bachelor’s degree (business-related preferred), strong attention to detail, and the ability to obtain FINRA licenses within 12 months.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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