Wealth Management Associate

Associate Wealth Advisor

Peerless Wealth LLC

Columbus, Ohio | Full-Time | In-Office (Hybrid Considered)

Peerless Wealth is an independent, fee‑only SEC registered investment advisory firm managing approximately $150 million for more than 100 client households.

We provide comprehensive financial planning and disciplined, portfolio management for business owners, professionals, and retirees. Our approach emphasizes long‑term relationships, tax‑aware investing, and structured portfolio implementation.

In addition to our advisory practice, firm leadership launched and actively manages a publicly traded option‑income ETF. This fund’s unique strategy reflects our investment philosophy and provides exposure to advanced portfolio construction, derivatives‑based income strategies, and ETF product development.

As we continue to grow, we are adding an Associate Wealth Advisor to expand client capacity and support long‑term strategic growth.

The Associate Wealth Advisor will work directly with firm leadership to manage and support client relationships within a fiduciary, planning‑focused advisory environment.

This role is ideal for an advisor currently working at a bank, wirehouse, Schwab retail branch, or independent firm who enjoys client engagement and portfolio strategy but prefers a long‑term advisory model without sales quotas or product pressure.

Business development is not required.

• Conduct client review and implementation meetings
• Manage assigned client households under supervision of firm leadership
• Implement financial planning recommendations
• Execute portfolio transitions and adjustments using Schwab and model‑based systems
• Assist with rollovers, retirement planning, and account transitions
• Support operational refinement as the firm scales
• Maintain accurate documentation and compliance standards

The Associate Wealth Advisor will gain direct exposure to the firm’s internally developed and managed option‑income ETF platform.

For individuals interested in broader strategic involvement, additional incentive compensation opportunities may be available for assisting with advisory firm relationships or capital introduction initiatives connected to the ETF platform. Participation in these initiatives is optional but supported.

• 2–10 years of financial services or wealth management experience
• Series 65 or Series 7/66 (or ability to obtain promptly)
• CFP® designation preferred but not required
• Experience with Schwab custodial platform strongly preferred
• Solid understanding of retirement accounts, rollovers, and portfolio implementation
• Strong communication and organizational skills
• Comfortable working in a small, entrepreneurial firm environment

• Base salary: $60,000 – $90,000
  , depending on experience and licensing
• Performance‑based bonus
• Incentive compensation for transitioned or referred client relationships
• Potential additional upside tied to ETF‑related growth initiatives
• Professional development support (CFP reimbursement considered)
• Long‑term advancement opportunity within a growing advisory firm

• Independent, fee‑only fiduciary model
• No sales quotas or proprietary product pressure
• Direct mentorship from firm leadership
• Exposure to advanced portfolio construction and ETF product management
• Opportunity to grow with a scaling advisory firm

If interested, please submit resume and brief cover note to: ethompson@peerless‑ with subject line “Associate Wealth Advisor Application”.