More jobs:
Securities Legal Counsel; RIA & Compliance
Job in
Coos Bay, Coos County, Oregon, 97458, USA
Listed on 2026-03-05
Listing for:
OneDigital
Full Time
position Listed on 2026-03-05
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist, Financial Law
Job Description & How to Apply Below
A financial services firm is seeking a legal counsel focused on securities to provide guidance on the Advisers Act and federal regulations. This role involves drafting client agreements, advising on fiduciary duties, supporting compliance efforts, and conducting regulatory research. Candidates should hold a Juris Doctorate, be a member of state bar, and have at least 3 years of relevant experience.
Ideal for someone skilled in regulatory analysis and contract drafting.
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