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Senior Compliance & GSP/FinOp Leader; Independent
Job in
Coral Gables, Miami-Dade County, Florida, 33114, USA
Listed on 2026-09-06
Listing for:
My Investment Path
Contract
position Listed on 2026-09-06
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
My Investment Path is seeking a seasoned consultant to serve as the Firm's second General Securities Principal, its Financial and Operations Principal, and Chief Compliance Officer for the broker-dealer expansion. You will provide independent supervision of the founder's securities activities and support broker-dealer governance across multiple lines of business.
The role emphasizes independent judgment, regulatory diligence, and robust AML/compliance programs, with time commitments including
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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