Chief of Investment Product Development

Elevate investment strategies as Chief of Product Development. Shape innovative solutions for personal and business investments while maintaining strong compliance standards.

This high-level role focuses on leading investment products at the intersection of regulatory and operational excellence. Serving as the President and CEO in relevant entities, you will guide investment strategies, client outcomes, and regulatory processes. Your ability to navigate complex compliance landscapes will be essential in developing products that resonate with both treasury and retail investors.

Key Responsibilities:

• Define overall vision for investment product offerings

• Fulfill President duties and oversee compliance integrity

• Lead brokerage operations under CEO designation

• Address regulatory and business risks decisively

• Cultivate partnerships with financial service providers

Requirements:

• 12+ years in investment and asset management

• Experience in regulatory leadership roles

• Familiarity with trading operations in an RIA

• Strong background in SEC and FINRA compliance

• Ability to simplify complex financial concepts

Cultivate a culture of excellence in investment product development that prioritizes regulatory trust and exceptional client outcomes.
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