Investments Trader; Financial Services

Job Description

What we are looking for -

As a member of the Client Service Operations Team at a financial services firm, the Investments Trader is accountable for executing trades, communicating directly with custodians for any information needed, processing trades, processing manual trade requests, generating quarterly trading statistic reports, and managing Advisor or Portfolio Administrator requests. The Investments Trader has a significant amount of direct Advisor and Portfolio Administrator contact.

The Trader is always expected to be working to ensure a positive, collaborative team environment

You will -

• Perform Reba lancer reconciliation, previous day trade verification, ensuring accuracy and completion of each.
• Work closely with wealth managers, advisors, and portfolio administrators in maintaining trade requests, execution, and follow-up.
• Update and maintain trading procedures, document and reporting of trading stats.
• Produce and maintain all SEC/Compliance reports as well as perform network folder maintenance.
• Manage direct Advisor and portfolio administrator requests for immediate client trading needs.
• Able to manage and perform Global Rebalancing, 529 Rebalancing and Interclass Exchanges.
• Able to perform high level trading, Options, risk offer trading, etc.
• Work well with and demonstrate respect for colleagues at all levels and consistently contribute to a positive work environment for the entire staff.
• Other duties as assigned.

You are -

• Able to set priorities among a variety of tasks and an occasionally heavy volume of work
• Meticulous with a high degree of accuracy
• Excellent communication and organizational skills
• Impeccable ability to maintain confidentiality
• An initiative-taker who takes accountability for his/her work
• A team player who will mentor and coach others as well as thrive in a small company environment
• Excellent personal and professional references

We want –

• Minimum of three years of experience working in financial services and/or investment management
• Bachelor’s degree in business, accounting, finance, economics, or related field
• Proficiency in Word and Excel. Portfolio Center, Schwab Link, Salesforce, Advent Axys, and other applications helpful. Comprehension of databases essential

We offer –

• Collaborative fun environment
• 401(k) with company match
• Bonus program
• Competitive company contribution to medical benefits
• Flexible work arrangements
• Continuing education assistance program

Aspiriant is an Equal Opportunity Employer and follows the guidelines for any applicable Fair Chance Ordinances.

Aspiriant is a Registered Investment Adviser, subject to SEC regulation, and requires all employees (and at times, family members) to disclose securities holding and transactions. There are also restrictions on trading certain securities. Candidates are encouraged to request further information regarding these policies.