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Fiduciary Client Advisor – Registered Salesperson

Job in Cupertino, Santa Clara County, California, 95014, USA
Listing for: Lotus Capital
Full Time position
Listed on 2026-02-16
Job specializations:
  • Finance & Banking
Salary/Wage Range or Industry Benchmark: 60000 USD Yearly USD 60000.00 YEAR
Job Description & How to Apply Below
A financial services firm is seeking a Registered Salesperson to assist clients with their financial planning and investment needs. This role involves developing tailored investment strategies, ensuring regulatory compliance, and delivering exceptional client services. Ideal candidates will have extensive experience in SEC regulatory compliance, strong communication skills, and a relevant educational background. The position offers an opportunity to contribute to the firm's growth while acting in the best interest of clients at all times.
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