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Field Compliance Strategy & Advisory Lead

Job in Dallas, Dallas County, Texas, 75215, USA
Listing for: Morgan Stanley
Full Time position
Listed on 2026-07-06
Job specializations:
  • Business
    Regulatory Compliance Specialist, Financial Compliance
Salary/Wage Range or Industry Benchmark: 120000 - 160000 USD Yearly USD 120000.00 160000.00 YEAR
Job Description & How to Apply Below

Morgan Stanley is seeking a Director-level professional to join WM Field Compliance in Dallas, Texas. In this role, you will oversee compliance advisory coverage across key Business Units, manage Tableau dashboards, and ensure effective communication of policy changes.

Your responsibilities will include providing oversight for risk management initiatives, interpreting data trends, and coordinating with various compliance teams.

The ideal candidate has over 6 years of relevant experience and strong knowledge of SEC and FINRA regulations.

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