Due Diligence Operations Leader — Governance & Risk
Job in
Dallas, Dallas County, Texas, 75215, USA
Listed on 2026-07-24
Listing for:
Cetera Financial Group
Full Time
position Listed on 2026-07-24
Job specializations:
-
Business
Risk Manager/Analyst, Regulatory Compliance Specialist, Financial Compliance -
Management
Risk Manager/Analyst, Regulatory Compliance Specialist
Job Description & How to Apply Below
Cetera Financial Group is seeking an Due Diligence Operations Manager to oversee governance, workflows, and continuous improvement across product due diligence. The role requires coordinating with Compliance, Legal, Risk, Product, and Operations to ensure regulator‑ready processes, accurate reporting, and responsive issue management.
Responsibilities include end‑to‑end workflow ownership, SOP development, risk tracking, and KPI reporting, with a focus on operational discipline and data integrity
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