More jobs:
VP of AML Compliance & Risk; Broker-Dealer
Job in
Dallas, Dallas County, Texas, 75215, USA
Listed on 2026-02-16
Listing for:
moomoo
Full Time
position Listed on 2026-02-16
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Crime -
Law/Legal
Regulatory Compliance Specialist, Financial Crime
Job Description & How to Apply Below
A leading financial services firm located in the United States is seeking a VP/AML Compliance to manage the anti-money laundering program and ensure regulatory compliance. You will oversee a dedicated team, work closely with internal stakeholders, and act as a subject matter expert on AML matters. Ideal candidates will have significant experience within a FINRA-registered broker-dealer, possess a FINRA Series 7 License, and have strong communication skills.
The role is on-site, with no remote work options available.
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