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Senior Compliance Analyst - FinTech Regulation & Strategy

Job in Dallas, Dallas County, Texas, 75215, USA
Listing for: Apex Fintech Solutions LLC
Full Time position
Listed on 2026-06-04
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services
Salary/Wage Range or Industry Benchmark: 85000 - 110000 USD Yearly USD 85000.00 110000.00 YEAR
Job Description & How to Apply Below

Apex Fintech Solutions LLC in Dallas, Texas is seeking a Senior Compliance Analyst to join a growing team dedicated to enhancing compliance within the financial sector. You will work collaboratively to provide updates on regulatory requirements and engage with various business units to ensure compliance.

The ideal candidate possesses at least 5 years of broker-dealer compliance experience and a solid understanding of SEC and FINRA regulations. A hybrid work schedule is available offering flexibility and the opportunity to shape impactful compliance strategies.

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Position Requirements
10+ Years work experience
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