Senior Manager, Regulatory Control & Operational Oversight

Requisition : 255927

Salary Range:
- Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate’s relevant knowledge, skills, and experience.

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

Global Banking and Markets

Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years. Scotiabank’s strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world.

Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.

Be part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to work for our clients across industries! We work together to drive ambition for every future!

Purpose

The Senior Manager, Regulatory Control & Operations Oversight leads a small team within Global Wholesale Operations, reporting directly to the Director, Regulatory Control & Operational Oversight - US. The role is responsible for the day-to-day delivery, quality, and ongoing improvement of the regulatory reporting and post-trade control processes that support Scotiabank's US broker-dealer in meeting its obligations.

The team works across three principal areas: regulatory and financial responsibility reporting, delivered in close partnership with the Finance Regulatory Reporting team; post-settlement supervisory controls and customer protection; and oversight of outsourced asset servicing functions performed by the Bank's affiliates on behalf of the US entity.

The Senior Manager is expected to communicate regulatory performance clearly and confidently to senior leadership, and to build a team culture focused on accuracy, efficiency, and continuous improvement — progressively reducing manual processing and ensuring the firm's regulatory obligations are met through well-controlled, reliable workflows.

What You'll Do

• Team Leadership & Development
• Lead, support, and develop a small team responsible for regulatory reporting, post-settlement controls, and asset servicing oversight.
• Set clear objectives aligned to regulatory deadlines and control quality standards; provide regular coaching and feedback to support individual performance and career progression.
• Manage day-to-day workload across the team to ensure all regulatory obligations are met consistently, with adequate coverage and cross-training maintained across all critical processes.
• Create an environment where team members feel confident raising issues, contributing ideas, and building their knowledge and expertise over time.
• Support succession planning and development conversations in partnership with the Director; identify stretch opportunities suited to each individual's growth.
• Champion Scotiabank's values and conduct standards within the team; ensure the Bank's risk appetite is understood and applied in daily decision-making.
• Regulatory Reporting & Financial Responsibility

• Oversee the team's contribution to the firm's regular regulatory financial filings, providing…