Unpaid - Compliance Intern - Trade Surveillance

About Futu US Inc.

Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).

Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform designed to elevate the investment experience.

• Futu Clearing Inc.:
  An SEC registered FINRA member dedicated to delivering top‑tier clearing and execution services globally.
• Moomoo Financial Inc.:
  As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise.
• Moomoo Technology Inc.:
  Offering a data‑rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker‑dealer.

For deeper insights into our entities and affiliates, explore  or  to discover the future of investing with confidence and innovation.

This structured internship is designed as a hands‑on learning experience for students interested in financial markets, data analysis, and regulatory compliance within a FINRA‑regulated environment.

Participants will gain practical exposure to how a clearing firm monitors trading activity, identifies potential risks, and supports regulatory obligations—building skills directly applicable to careers in compliance, risk, and financial services.

Location: Jersey City, New Jersey or Dallas, Texas

Schedule: 4 days per week in office

• Learn how trade surveillance programs detect and review unusual trading activity.
• Understand the lifecycle of alerts, exceptions, and compliance case management.
• Study core regulatory concepts such as market conduct and exception reporting.
• Apply data analysis techniques used in compliance environments.
• Observe how Compliance, Operations, and Surveillance teams collaborate.

• Prepare and organize datasets used in trade surveillance reviews.
• Support tracking and documentation of alerts and exception cases.
• Perform data quality checks to ensure accuracy and completeness.
• Assist in creating reports and internal compliance documentation.
• Contribute to process improvement and regulatory support projects.

• Advanced Microsoft Excel and data management skills.
• Analytical thinking and attention to detail.
• Understanding of financial market structure and regulation.
• Professional communication in a regulated business environment.

• Work is performed using anonymized or restricted datasets.
• No access to personally identifiable information (PII).
• Adherence to firm information security and compliance policies.

Students currently enrolled in an accredited college or university with an interest in:

• Finance, Accounting, Economics, Business Administration, Data Analytics, Information Systems, Mathematics, Risk Management, Legal Studies, or Computer Science.

• Experience with Excel (formulas, sorting/filtering, data organization).
• Familiarity with financial markets or brokerage operations (a plus).
• Basic knowledge of SQL or data querying (a plus).

• Real‑world experience in trade surveillance and compliance.
• Exposure to regulatory frameworks and financial operations.
• Practical, resume‑building skills in data analysis and risk monitoring.