Internal Audit-Dallas-Senior Analyst-Controllers & Tax

Internal Audit

In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.

Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical skills, exercise professional skepticism and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, build relationships and thrive in teamwork and a fast-paced global environment.

As the Third Line Of Defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including governance, risk management, capital, and anti-financial crime frameworks. We raise awareness of control risk and monitor the implementation of management’s control measures.

• Communicates and reports on the effectiveness of the firm’s governance, risk management and controls that mitigate current and evolving risk
• Raise awareness of control risk
• Assesses the firm’s control culture and conduct risks
• Monitors management’s implementation of control measures

• Develop and maintain a good understanding of business areas, their products and supporting functions
• Assist the project manager in planning the scope of the audit, conducting walkthroughs and discussing with various teams to execute the audit scope and discuss results with the firm’s local and global management
• Execute audit deliverables through effective time management and documentation that meets high quality standards, in accordance with the internal audit methodology of the department
• Identify risks, assess mitigating controls, and make recommendations to improve the control environment
• Prepare commercially effective audit conclusions and findings, and present to IA senior management and business clients
• Monitor and follow up with management on the resolution of open audit findings and maintain stakeholder relationships to monitor risk

• Strong interpersonal and relationship management skills
• Strong verbal and written communication skills
• Good technical knowledge of relevant product areas
• Experience in teamwork and adaptable to differential ways of working
• Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
• 1-3 years of experience in a public accounting, independent validation function or internal audit role within the financial services industry or a related control function
• 4‑year degree in finance or accounting
• Relevant certification or industry accreditation (e.g., CPA, CFA, CIA) is a plus
• Good understanding of financial concepts and/or operations related to controllers and tax functions. Knowledge in any of the following areas are preferred:
• Basel regulatory requirements, CCAR regulatory requirements, SEC US GAAP accounting
• Recovery and Resolution regulatory requirements
• Controls surrounding regulatory reporting, legal entity reporting, financial reporting and/or tax reporting
• Ability to self‑direct, analyze and evaluate and form independent judgments
• Ability to effectively interact and build relationships with senior management and global stakeholders
• Commercially savvy with ability to exercise discretion with respect to highly confidential/sensitive information
• Integrity, ethical standards and sound judgment