Senior Compliance & Regulatory Risk Lead
Job in
Dallas, Dallas County, Texas, 75215, USA
Listed on 2026-06-22
Listing for:
Innovayte
Full Time
position Listed on 2026-06-22
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
Innovayte is seeking a Senior Compliance Officer to ensure adherence to regulatory requirements and internal policies in Dallas, TX. This pivotal role manages compliance activities, oversees risk obligations, and contributes to the firm’s compliance training programs.
The ideal candidate has 5-7 years of experience in brokerage compliance, a bachelor’s degree, and relevant regulatory knowledge. Strong proficiency in compliance tools and a comprehensive understanding of financial products are required.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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