Securities Settlements Regulatory Control Specialist
Job in
Dallas, Dallas County, Texas, 75215, USA
Listed on 2026-07-13
Listing for:
Scotiabank
Full Time
position Listed on 2026-07-13
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
Scotiabank is seeking an Assistant Manager in GWO Securities Settlements - Regulatory Control in Dallas to contribute to the team’s control framework and regulatory compliance.
You will support daily controls, coordinate with desks and operations, assist audits, and help implement process improvements while applying risk culture and leveraging systems like Broadridge BPS, Postedge and DTC.
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