VP, Regulatory Reporting & Financial Compliance
Job in
Dallas, Dallas County, Texas, 75215, USA
Listed on 2026-07-14
Listing for:
Futu Holdings Limited
Full Time
position Listed on 2026-07-14
Job specializations:
-
Finance & Banking
Financial Compliance, Financial Reporting, Corporate Finance -
Accounting
Financial Compliance, Financial Reporting
Job Description & How to Apply Below
Futu Holdings Limited in the United States seeks a VP of Regulatory Reporting to lead the firm’s regulatory reporting program, ensuring SEC/FINRA/CFTC/NFA compliance and strong internal controls across U.S. entities.
The role partners with Finance, Compliance, Operations, and Tech to maintain audit-ready reporting. The position requires Series 3 and 27 licenses, a BA in accounting/finance, and 5+ years of FINOP/regulatory reporting experience.
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