Director & Head, GWM Business Risk Management, Regulatory

Select how often (in days) to receive an alert:

Select how often (in days) to receive an alert:

Requisition : 270488

Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate’s relevant knowledge, skills, and experience.

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years. Scotiabank’s strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients.

Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to work for our clients across industries!

We work together to drive ambition for every future!

Provide leadership and strategic direction for Global Wealth Management's (GWM) U.S. cross-border securities regulatory framework, beneficial ownership oversight, and securities regulatory risk management programs, ensuring GWM can pursue growth opportunities, client acquisition, strategic investments, and geographic expansion in a manner that is compliant, scalable, and aligned with the Bank's risk appetite. Act as a trusted advisor to GWM U.S. executive leadership on securities regulatory matters that influence U.S. business strategy, revenue growth, market expansion, client experience, and organizational transformation.

Lead the development of innovative regulatory solutions that enable business objectives while protecting the Bank's reputation and maintaining regulatory confidence.

Primary Manager: Senior Vice President, Business Risk Management & Regulatory Affairs, Global Wealth Management

Direct Reports: 2 Senior Managers, Business Risk Management, Regulatory

Shared Reports: Matrix reporting to country.

Location: New York, Dallas

• The incumbent regularly interacts with GWM senior leadership teams, legal and risk executives, and external advisors regarding matters that have significant strategic, financial, reputational, and securities regulatory implications.
• Decisions and recommendations influence the Bank's ability to pursue strategic growth initiatives, acquisitions, new business opportunities, client expansion strategies, and cross-border operating models.
• The incumbent must be results oriented with strong organizational and time management skills as the incumbent works in a fast-paced environment and is expected to handle multiple tasks with stringent deadlines.
• The incumbent handles sensitive and confidential information and must have a high level of integrity.
• The incumbent is expected to act independently and arrive at conclusions or recommendations based on the exercise of good judgement on moderately…