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Director, Field Compliance Advisory – Wealth Management
Job in
Dallas, Dallas County, Texas, 75215, USA
Listed on 2026-08-17
Listing for:
474 MS Services Group, Inc.
Full Time
position Listed on 2026-08-17
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance, Wealth Management -
Management
Regulatory Compliance Specialist, Risk Manager/Analyst, Wealth Management
Job Description & How to Apply Below
Morgan Stanley in Dallas seeks a Field Compliance Advisory Coverage Director to provide advisory coverage across Wealth Management Field; oversee dashboards and reporting for internal and regulatory stakeholders; and shape WM Field AI Governance and Framework focusing on risk ownership and supervisory expectations.
Candidate should have strong SEC/FINRA knowledge, 6+ years of experience, and a Bachelor's degree.
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