Americas Market Conduct VP – Regulatory Strategy & Exams
Job in
Dallas, Dallas County, Texas, 75215, USA
Listed on 2026-08-24
Listing for:
Morgan Stanley
Full Time
position Listed on 2026-08-24
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Morgan Stanley seeks a seasoned regulatory relations professional to coordinate exams, risk surveys, and monitoring activities for the Americas Market Conduct Regulatory Relations Group (AMCRRG). The role interfaces with regulators (SEC, CFTC, FINRA) and internal stakeholders to deliver timely, well-controlled responses.
Based in Dallas, the position emphasizes strategic management of examinations, risk assessment, and proactive stakeholder engagement, with in-person interview requirements.
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