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Asset Management Compliance Specialist

Job in Dallas, Dallas County, Texas, 75215, USA
Listing for: SEI
Full Time position
Listed on 2026-08-26
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 65000 - 90000 USD Yearly USD 65000.00 90000.00 YEAR
Job Description & How to Apply Below

The Compliance Associate role at SEI supports Asset Management Compliance across SEI Investments Management Corp. (SIMC) and SEI Investments Distribution Co (SIDCO), offering exposure to adviser and broker-dealer compliance and opportunities to build technical expertise.

This position emphasizes structured training, mentorship, and professional development, with a focus on regulatory filings, governance, and process improvements across units.

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