Wealth Management Compliance Officer – Onsite in Dallas
Job in
Dallas, Dallas County, Texas, 75215, USA
Listed on 2026-08-28
Listing for:
NextStep Recruiting
Full Time
position Listed on 2026-08-28
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
Next Step Recruiting partnered with a financial services organization to identify a Wealth Management Compliance Officer in Dallas, TX. This 100% onsite role supports broker-dealer and RIA compliance across a multi-location environment.
The ideal candidate has securities industry experience, communicates compliance issues clearly, and is comfortable conducting branch reviews with investment professionals. Occasional travel of 25–30% is required.
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