Senior Compliance Leader - Regulatory Risk & AML
Listed on 2026-10-06
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Finance & Banking
Regulatory Compliance Specialist, Financial Crime -
Law/Legal
Regulatory Compliance Specialist, Financial Crime
Innovayte LLC is seeking a Senior Compliance Officer to lead regulatory adherence for FINRA/SEC and internal controls. You will oversee AML, risk management, and supervisory obligations, collaborating with the CCO across locations.
You will maintain WSPs, prepare supervisory reports, train staff on compliance, and support audits and regulatory requests. A strong brokerage background and relevant licenses are essential.
We invite applications for the Senior Compliance Leader
- Regulatory Risk & AML position located in Dallas, TX, United States.
This opening is for the Senior Compliance Leader
- Regulatory Risk & AML role at INNOVAYTE LLC.
We are seeking a motivated Senior Compliance Leader
- Regulatory Risk & AML to join INNOVAYTE LLC in Dallas, TX, United States.
Consider building your career as a Senior Compliance Leader
- Regulatory Risk & AML at INNOVAYTE LLC.
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