Director of Compliance: Regulatory Examinations & AML
Listed on 2026-10-06
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Financial Crime
Futu US Inc. is seeking a Director of Compliance to lead regulatory examinations, investigations, and AML controls within a global financial services group.
Based in Dallas, TX or Jersey City, NJ, this role requires extensive experience with FINRA and SEC rules for broker-dealers, and a proven ability to manage cross-functional teams and regulatory responses.
The position offers a pathway to shape compliance programs across clearing, surveillance, and reporting in a fast-paced environment.
For the Director of Compliance:
Regulatory Examinations & AML position at Moomoo Inc., we are reviewing applications now.
We are looking to fill the Director of Compliance:
Regulatory Examinations & AML position at Moomoo Inc. in Dallas, TX, United States.
The Director of Compliance:
Regulatory Examinations & AML role at Moomoo Inc. is now open for applications in Dallas, TX, United States.
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