More jobs:
Hybrid Senior Associate, Regulatory Compliance; AltAssets
Job in
Dallas, Dallas County, Texas, 75215, USA
Listed on 2026-03-02
Listing for:
IQ-EQ
Full Time
position Listed on 2026-03-02
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading investor services firm is seeking a Senior Associate in Regulatory Compliance. This role involves advising clients on U.S. securities laws, assisting in regulatory exams, and reviewing marketing materials for compliance. The ideal candidate will have a Bachelor's degree and at least two years of relevant experience. The firm offers a comprehensive benefits package, a hybrid work schedule, and a competitive salary between $70,000 and $90,000, depending on experience.
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Position Requirements
10+ Years
work experience
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