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Senior Risk & Supervision Officer
Job in
Dallas, Dallas County, Texas, 75215, USA
Listed on 2026-07-28
Listing for:
UBS
Full Time
position Listed on 2026-07-28
Job specializations:
-
Management
Risk Manager/Analyst
Job Description & How to Apply Below
UBS in Dallas/Plano seeks a Market Supervisory Officer to lead sales supervision, compliance and business risk initiatives. You will implement education programs, review supervision processes, and support Branch Review and Group Internal Audit activities.
The role requires 5+ years in risk/supervisory leadership at a major financial institution, relevant licenses (Series 7/8 and 66/63/65) or insurance, strong communication, mentoring, and independent judgment with timely escalation when needed.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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