Wealth Management Field Advisory Director
Job in
Dallas, Dallas County, Texas, 75215, USA
Listed on 2026-08-08
Listing for:
Morgan Stanley
Full Time
position Listed on 2026-08-08
Job specializations:
-
Management
Regulatory Compliance Specialist, Wealth Management
Job Description & How to Apply Below
Morgan Stanley is seeking a Field Compliance Advisory Coverage Director in Wealth Management to provide advisory coverage across key business units and oversee Tableau dashboards and metrics for reporting to stakeholders.
The role requires 6+ years of relevant experience, strong SEC/FINRA knowledge, and familiarity with brokerage and advisory products. You will translate data into actionable supervisory guidance while collaborating with Compliance, ORD, and field teams.
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