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Chief Compliance Officer - Lead , Regulation & Equity

Job in Dallas, Dallas County, Texas, 75215, USA
Listing for: International Erosion Control Association
Full Time position
Listed on 2026-08-30
Job specializations:
  • Management
    Regulatory Compliance Specialist
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 250000 - 350000 USD Yearly USD 250000.00 350000.00 YEAR
Job Description & How to Apply Below
Position: Chief Compliance Officer - Lead Growth, Regulation & Equity

International Erosion Control Association in Dallas is seeking a hands-on Chief Compliance Officer to lead the firm's compliance programme across broker dealer, clearing, and digital assets. You will advise senior management on regulatory and conduct risk while coordinating with FINRA, the SEC, and state regulators.

This is a leadership role combining strategic direction with operational execution. You will oversee General Compliance, AML, and Trade Surveillance, scaling the programme across

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