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Chief Compliance Officer - Lead , Regulation & Equity
Job in
Dallas, Dallas County, Texas, 75215, USA
Listed on 2026-08-30
Listing for:
International Erosion Control Association
Full Time
position Listed on 2026-08-30
Job specializations:
-
Management
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
International Erosion Control Association in Dallas is seeking a hands-on Chief Compliance Officer to lead the firm's compliance programme across broker dealer, clearing, and digital assets. You will advise senior management on regulatory and conduct risk while coordinating with FINRA, the SEC, and state regulators.
This is a leadership role combining strategic direction with operational execution. You will oversee General Compliance, AML, and Trade Surveillance, scaling the programme across
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