AML Sr Investigator II-SIU Subject Matter Expert; SME

The Special Investigations Unit in the AML Department performs specialized investigations to assess risks presented in particular circumstances. A Subject Matter Expert (SME) will work closely with key stakeholders in the SIU and outside of the SIU when required, including senior management and established people leaders, to foster increased collaboration, improve processes and procedures, assist in team development and learning, and provide general support within a designated workstream and across the SIU.

• Conducting investigations into high-risk typologies and high-risk and complex business industries and product types (including but not limited to cryptocurrency, securities, human trafficking, terror financing, trade based money laundering, etc).
• Identifying process and procedural improvements, proposing potential solutions, and owning/managing the execution of ideas
• Collaborating with investigators and people leaders on complex investigations and/or special projects, often functioning in a leadership capacity
• Serving as a “go-to” for leadership and investigators, helping to manage questions and other various needs of the workstream.
• Organizing training and mentorship opportunities by maintaining a sound working knowledge of applicable processes and procedures, participating in meetings, developing training materials, and leading sessions.
• Assisting management with additional team responsibilities, including hosting meetings, queue management, conducting reviews, and serving as team leaders
• Partnering with other work streams and departments to increase awareness, promote collaboration, and assess impacts;
• Conducting assigned investigations, including traditional queue work as needed, while maintaining high standards of production and quality

• A critical thinker who is able to identify enhancements and opportunities and develop and execute strong solutions, while fostering collaboration and teamwork among multiple individuals and work streams.
• A proficient communicator who can move seamlessly between oral and written communication and is able to tailor presentations to the audience.
• An organized individual who prioritizes tasks appropriately, identifies and observes deadlines, and can manage multiple responsibilities at once.
• A strong leader who understands the value of building consensus.
• A driven investigator with a strong understanding of AML risk, management practices, and regulatory requirements.

• High School Diploma, GED or equivalent certification
• At least 3 years of Anti-Money Laundering (AML) investigative experience filing Suspicious Activity Reports (SARs)
• At least 1 year of experience with Microsoft Office Suite or Google Suite
• At least 1 year of experience facilitating instructor led training

• Bachelor’s Degree
• 4+ years of Anti-Money Laundering (AML) investigative experience filing Suspicious Activity Reports (SARs)
• 2+ years of experience investigating complex cases involving high-risk customers or typologies
• Association of Certified Anti-Money Laundering Specialists (ACAMS), Certified Fraud Examiner (CFE), Certified Financial Crimes Investigator (CFCI), or other relevant certification(s) or industry-related association membership

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Chicago, IL: $87,700 - $100,100 for AML Sr. Investigator II

McLean, VA: $96,500 - $110,100 for AML Sr. Investigator II

Plano, TX: $87,700 - $100,100 for AML Sr. Investigator II

Richmond, VA: $87,700 - $100,100 for AML Sr. Investigator II

Riverwoods, IL: $87,700 - $100,100 for AML Sr. Investigator II

Wilmington, DE: $87,700 - $100,100 for AML Sr. Investor II

Candidates hired to work in other…