Job Description & How to Apply Below
As a Senior Compliance Officer, you will work closely with the Complaints team, providing crucial second-line oversight aligned with OSFI E-13 Regulatory Compliance Management. Your expertise in compliance, risk management, and regulatory frameworks will help ensure CIBC's regulatory adherence. You will also proactively manage regulatory compliance risks while advising business partners on complaint handling.
Key Responsibilities:
• Support compliance monitoring and oversight within complaint handling
• Conduct risk assessments and control evaluations
• Analyze emerging compliance risks and regulatory changes
• Facilitate communication during regulatory inquiries and reviews
• Assist with ad-hoc compliance activities as necessary
Requirements:
• Strong knowledge of regulatory compliance processes
• Proven experience in risk management in financial services
• Excellent written and verbal communication skills
• Critical thinking and analytical skills for data interpretation
• Ability to build relationships for effective influence
Drive regulatory excellence at CIBC by employing strong compliance skills and making a significant impact on complaint management.
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Position Requirements
10+ Years
work experience
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