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Regulatory Compliance Specialist

VP, Regulatory Marketing Materials Review

Job in Denver, Denver County, Colorado, 80285, USA
Listing for: TOIGO Foundation
Full Time position
Listed on 2026-02-16
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 100000 - 125000 USD Yearly USD 100000.00 125000.00 YEAR
Job Description & How to Apply Below
A leading investment firm in New York is seeking a Vice President for its Compliance Department. This role involves providing oversight and review of marketing materials, ensuring compliance with SEC and FINRA regulations. Ideal candidates should possess over 10 years of experience in financial services compliance, with a strong focus on marketing materials for institutional and alternative products. A bachelor's degree is required, with a JD preferred.

The compensation range is competitive and includes various benefits.
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