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Investment Compliance Associate — AML/KYC & Ethics
Job in
Denver, Denver County, Colorado, 80285, USA
Listed on 2026-06-12
Listing for:
Galaxy Search Partners
Full Time
position Listed on 2026-06-12
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Galaxy Search Partners is seeking a Compliance Associate for a leading investment management firm in Denver, Colorado. This role will support compliance testing and monitoring activities and assist with various compliance matters, including Code of Ethics administration and AML/KYC reviews.
The ideal candidate will have over 2 years of compliance experience, strong knowledge of SEC regulations, and proficiency in advanced Excel and Microsoft Office. This position involves significant interaction with senior leadership in a sophisticated compliance environment.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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