Financial Institution Senior Consultant; SOX and FDICIA focus

Financial Institution Senior Consultant (SOX and FDICIA focus) Overview

Baker Tilly is a leading advisory, tax and assurance firm, providing clients with a genuine coast-to-coast and global advantage in major regions of the U.S. and in many of the world’s leading financial centers such as New York, London, San Francisco, Los Angeles, Chicago and Boston. Baker Tilly Advisory Group, LP and Baker Tilly US, LLP provide professional services through an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable laws, regulations and professional standards.

Baker Tilly US, LLP is a licensed independent CPA firm that provides attest services to its clients. Baker Tilly Advisory Group, LP and its subsidiary entities provide tax and business advisory services to their clients. Baker Tilly Advisory Group, LP and its subsidiary entities are not licensed CPA firms. Baker Tilly Advisory Group, LP and Baker Tilly US, LLP are independent members of Baker Tilly International, a worldwide network of independent accounting and business advisory firms in 141 territories, with 43,000 professionals and a combined worldwide revenue of $5.2 billion.

Baker Tilly is an equal‑opportunity/affirmative-action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability or protected veteran status, gender identity, sexual orientation, or any other legally protected basis, in accordance with applicable federal, state or local law.

As a Financial Institution Senior Consultant focused on SOX and FDICIA, you will work closely with client executives and management teams to understand their businesses and assist in identifying and managing regulatory compliance risks within their processes and systems. You will directly assist clients in staying compliant with new or updated financial institution regulations, implement requirements, translate regulatory mandates, and keep up‑to‑date on existing compliance regulations.

You will develop and maintain a broad knowledge of the industry, support our internal audit practice as a subject‑matter expert, provide strategic business advice, manage client engagement teams including staffing, billing and collections, and ensure client profitability targets are met. You will also network internally and externally, invest in your professional development and support the growth of team members.

• Work closely with client executives and management teams to understand their businesses and assist in identifying and managing regulatory compliance risks within their business processes and systems.
• Directly assist clients in being compliant with new or updated financial institution regulations.
• Implement new or updated regulatory requirements, translating them to ensure financial institution compliance.
• Stay up‑to‑date on existing compliance regulations.
• Develop and maintain a broad knowledge of the financial institution industry and regulatory changes, identifying potential impacts to compliance audit programs.
• Support our internal audit practice as a subject‑matter expert on regulatory and compliance topics.
• Provide strategic business advice to clients by assisting in the implementation of new regulatory requirements.
• Assist with managing client engagement teams, including staffing, billings/collections, and ensuring client profitability targets are met.
• Use entrepreneurial skills to network and build strong relationships internally and externally with clients and the community.
• Invest in your professional development individually and through participation in firm‑wide learning and development programs.
• Support the growth and development of team members through the Baker Tilly Care and Teach philosophy, helping associates meet their professional goals.
• Enjoy friendships, social activities and team outings that encourage a work‑life balance.

• Bachelor’s degree in accounting, finance, or a related program.
• 3+ years of direct, hands‑on experience with SOX and FDICIA compliance within the banking or financial…