Client Associate Registered

Your role

A Client Associate, registered services clients and provides operational and administrative support to Financial Advisors. An employee must have both Series 7 and either Series 66 or 65/63 to be considered registered.

Provide standard administrative, technical and/or professional support to a certain area. This can be either personal support to one manager or support for a certain area or location. Identify and report process improvements in own work scope. Keep own skills updated with new developments in field.

Under supervision, complete tasks as required within own objectives and in line with team goals. Work within clearly defined processes and may have sufficient leeway for own input. Establish good working relationships with colleagues in the organization to ensure support in achieving tasks.

Series 7 and either Series 66 or Series 65/63.

Job Type: Full Time

Job Reference #: 337162

City:
Denver

Location:

Downtown Denver office.

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Indicative gross base salary range for full‑time equivalent role in United States – Colorado – Denver minimum USD 58,000 – maximum USD 80,000 per annum.

Variable compensation or awards may be provided at discretion.

UBS offers a range of competitive benefits. For further information visit

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.

We’re committed to disability inclusion. If you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.