Senior Compliance Analyst - Advertising Reviewer; Hybrid

Job Summary

Senior Compliance Analyst – responsible for the day‑to‑day review of advertising materials to ensure compliance with federal, state, and industry regulatory standards.

• Review and approve company, product, and producer advertising material for compliance with state and federal advertising laws and regulations.
• Determine whether regulatory filings of advertising are required and coordinate as needed.
• Build and maintain rules in the advertising review system.
• Maintain final copies of advertising and other related documentation.
• Participate in regulatory and corporate audits for advertising compliance.
• Review and analyze current policies and procedures; identify, recommend, and implement new and/or enhanced practices.
• Research, analyze, and interpret current, new, and proposed regulatory requirements (e.g., statutes, regulations, bulletins) to determine impact to the organization and advise business partners.
• Update and maintain complete and accurate policies, procedures, compliance logs or files.
• Assist team members with research and assigned tasks; provide training to supported teams.
• Perform special projects as assigned.

• Bachelor’s degree in business, marketing, pre‑law or other relevant field, or equivalent education and experience.
• Four years of regulatory, securities, or advertising compliance experience.
• Comprehensive knowledge of insurance advertising laws and regulations.
• FINRA Series 6 & 26 or ability to obtain within 90 days.
• Strong written and verbal communication skills.
• Analytical and research skills.
• Proficiency using MS Office tools.

• Comprehensive knowledge of securities advertising laws and rules.
• FINRA Series 7 & 24.

Hybrid office environment: 3 days in office (Baltimore, Cedar Rapids, Denver, Philadelphia) and 2 days remote.

Annual salary range: $80,000–$90,000. Eligible for an annual bonus based on the Company Bonus Plan and individual performance.