Senior Advisory Compliance Analyst – SEC & Fiduciary Focus
Job in
Denver, Denver County, Colorado, 80285, USA
Listed on 2026-08-08
Listing for:
Transamerica
Full Time
position Listed on 2026-08-08
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
Transamerica is seeking a compliance professional to strengthen its advisory compliance program through oversight of regulatory requirements and risk management. The role involves interpreting SEC rules, fiduciary duties, and Form ADV disclosures, while supporting policy development and training across the firm.
The hybrid, Denver-based position collaborates with Legal, Operations, Product, and Supervisory teams to implement compliant product changes and respond to regulatory inquiries.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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