Senior Compliance Analyst

Select how often (in days) to receive an alert:

A career at Janus Henderson is more than a job, it’s about investing in a brighter future together .

Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class service. We will do this by protecting and growing our core business, amplifying our strengths and diversifying where we have the right.

Our Values are key to driving our success, and are at the heart of everything we do:

Clients Come First - Always | Execution Supersedes Intention | Together We Win | Diversity Improves Results | Truth Builds Trust

If our mission, values, and purpose align with your own, we would love to hear from you!

A Senior Analyst role within the Investment Guideline Implementation Team managing investment restrictions across a spectrum of fund ranges and asset types. This is a highly visible role within the firm and offers the successful candidate substantial breadth of experience within a dynamic environment.

• Contribute to the review of legal documents and subsequent coding of logic-based compliance rules into Charles River and Blackrock’s Aladdin for automated testing
• Assist with building and loading of lists utilized by compliance rules in Charles River
• Responsible for monitoring and actioning ad-hoc requests received via Service Now
• Collaborate and consult with a wide range of internal stakeholders including Investment, Trading, Legal, Operations, ESG, Data and Client Services teams to ensure terms of the contracts and agreements can be accurately monitored within Charles River
• Establish new processes as needed and provide solutions to complicated problems and be capable of presenting them in a clear and concise manner
• Work to improve the daily guideline oversight monitoring process to reduce manual testing and increase efficiency
• Ensure timely and accurate completion of assigned and delegated workloads
• Work with client services and implementation teams in order to prepare for account on-boardings and terminations, annual fund reviews, and new product launches
• Work with operational teams to address any challenges arising from data exceptions
• Prepare reporting documentation for review by Senior Management
• Represent compliance interests in business projects and working groups
• Contribute to the development of AI tools that can benefit the Global Guideline Implementation Team
• Carry out additional duties as assigned

• Hybrid working and reasonable accommodations
• Excellent Health and Wellbeing benefits including corporate membership to Wellhub
• Paid volunteer time to step away from your desk and into the community
• Support to grow through professional development courses, tuition/qualification reimbursement and more
• Maternal/paternal leave benefits and family services
• Unique employee events and programs including a 14er challenge
• Complimentary beverages, snacks and all employee Happy Hours

• 1-3 years experience in the mutual fund or financial services industry
• Working knowledge and understanding of the 1940 Act and other applicable SEC, CFTC and FINRA rules and regulations
• Practical knowledge of an order management system such as:
  Charles River, Aladdin, Bloomberg AIM, or Think Folio
• Proficient user of the Microsoft Office suite of applications
• Basic/intermediate knowledge of Microsoft SQL (or a willingness to learn)
• Strong analytical skills, attention to detail and ability to exercise balanced judgment and decision making
• Solid understanding of equity and fixed income securities and derivatives products required
• High energy, positive demeanor, enthusiastic, professional, with a strong work ethic
• Pro-active and self-sufficient with ability to
  ** escalate
  * * where appropriate
• Strong interpersonal and stakeholder management skills
• Solid knowledge of fund management processes, instruments, products and funds
• Good planning, prioritization, problem solving, and organizational skills are essential
• Ability to work effectively under pressure and meet tight deadlines
• Bachelor’s degree or…