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Field Supervisor II — Securities Compliance Lead
Job in
Des Moines, Polk County, Iowa, 50319, USA
Listed on 2026-06-15
Listing for:
Principal Financial Services, Inc.
Full Time
position Listed on 2026-06-15
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Principal Financial Services, Inc. seeks a Field Supervisor 2 to oversee compliance in securities transactions, ensuring high-quality service. You will collaborate with Compliance and Operations, maintaining an expert grasp on rules, regulations, and financial products.
Qualifications include a degree, FINRA certifications, and extensive knowledge of securities products. This role offers competitive pay and excellent benefits, including flexible time off and pension eligibility.
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