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Senior Brokerage Risk & Surveillance Lead
Job in
Des Moines, Polk County, Iowa, 50319, USA
Listed on 2026-06-23
Listing for:
Principal Financial Group
Full Time
position Listed on 2026-06-23
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance, Financial Services
Job Description & How to Apply Below
Principal Financial Group in Des Moines, IA is looking for a Senior Surveillance Analyst to lead risk-based surveillance for clients and advisors. This senior role requires expertise in regulatory compliance, strong analytical skills, and the ability to influence outcomes.
The successful candidate will have 6+ years in surveillance, strong leadership capabilities, and relevant licenses. The compensation range for this position is between $110,200 and $150,000 annually, and the role includes flexible time off and pension eligibility.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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