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Senior Compliance Advisor, Financial Services
Job in
Des Moines, Polk County, Iowa, 50319, USA
Listed on 2026-07-30
Listing for:
Imea
Full Time
position Listed on 2026-07-30
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Principal Financial Group seeks a Compliance Advisor to join the PSI/PFD Compliance team in Charlotte, NC. You will support a comprehensive program, providing guidance on complex legal and regulatory issues and mentoring junior staff.
Responsibilities include research, policy development, regulatory exam support, and partnering with business units to create compliant, efficient processes. Strong communication, analytical, and risk-management skills are essential.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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