Legal and Compliance Senior Professional
Listed on 2026-02-15
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Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist
Why Join Us
At Alix Partners, you will:
- Do work that truly matters—impacting companies, clients, and communities during pivotal moments.
- Be part of a high-performing team of experts who value collaboration, integrity, and excellence.
- Grow your career in an environment that prioritizes challenging, high-value and impactful work, inclusion, and authenticity.
- Enjoy a hybrid work model designed to support flexibility, well-being, and teamwork.
At Alix Partners, we solve the most complex and critical challenges by moving quickly from analysis to action when it really matters; creating value that has a lasting impact on companies, their people, and the communities they serve. We prize the intellectually curious, the inventive, and the forward-thinking. We invite you to influence the way we work and define the way we embrace tomorrow.
LocationSouthfield, MI or London, England;
Hybrid (3 days in the office)
The Legal and Compliance Senior Professional will play an important role in maintaining the firm’s compliance framework by supporting a range of work streams associated with regulatory requirements, internal policies, and established industry best practices. The successful candidate will join a well‑established, diverse, and multijurisdictional compliance team, contributing to the continued enhancement of the firm’s governance structure and its ongoing commitment to rigorous regulatory compliance.
The Legal & Compliance Professional position is in Southfield, Michigan, or London, England, reporting to the Global Compliance Managing Counsel. Paid relocation is not available.
What you’ll do- Owns and maintains key compliance policies, procedures, and governance frameworks, ensuring they remain current, effective, and aligned with applicable regulatory requirements.
- Oversees compliance monitoring activities within assigned regulatory domains (e.g., AML, CTF, sanctions), identifying risks, trends, and areas requiring remediation.
- Partners cross‑functionally to reinforce a culture of integrity and accountability, ensuring that compliance expectations are clearly communicated, understood, and consistently applied.
- Assist with translating complex regulatory and compliance requirements into clear, practical guidance that is easily understood by non‑specialist teams.
- Conduct due‑diligence to identify potential fraud, sanctions risks, or other compliance concerns and assist in investigating potential irregularities, non‑compliant behaviors, or process deviations, contributing to fact‑finding and remediation activities.
- Manages regulatory registers and controls, including insider lists, ensuring accuracy, completeness, and ongoing compliance with regulatory obligations.
- Maintain accurate and complete documentation of compliance activities to support audit readiness and regulatory inquiries.
- Provide concise, well‑structured summaries of compliance risks, trends, and emerging issues to senior management to support informed decision‑making.
- Support the rollout and implementation of updated compliance requirements by collaborating with relevant teams to ensure consistent understanding and application across the organization.
- Contribute to the development and delivery of training programs, awareness campaigns, and learning materials.
- Monitors legal, regulatory, and industry developments, assessing impact and integrating changes into policies, controls, and operating practices.
- Additional responsibilities as identified. This description is not designed to encompass a comprehensive listing of required activities, duties, or responsibilities.
- Bachelor’s degree highly preferred. Relevant experience may be considered in lieu of degree.
- Minimum three (3) years of hands‑on experience in a compliance, regulatory, or risk‑management function, with a solid track record of supporting or executing core compliance activities.
- Professional certifications (i.e. ICA, ACAMS, SCCE, or equivalent) are desirable.
- Robust understanding of regulatory frameworks, including anti‑fraud measures, anti‑market‑abuse controls, AML/CTF obligations, sanctions requirements, and related compliance standards.
- Exceptional analytical,…
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