Head of Compliance & AML

This opportunity is with a well-established organisation in the financial services sector. The company operates as a prominent player in the industry, offering a professional and structured environment to its employees.

• Develop and implement compliance and anti-money laundering (AML) policies and procedures.
• Ensure adherence to local and international regulatory requirements and standards.
• Monitor and report on compliance risks, providing strategic recommendations to mitigate them.
• Oversee internal audits and investigations related to compliance and AML matters.
• Provide expert guidance to senior management on regulatory changes and their implications.
• Collaborate with various departments to ensure consistent application of compliance practices.
• Deliver regular training sessions to educate employees on compliance and AML protocols.
• Act as the primary point of contact for regulatory authorities and external auditors.

A successful Head, Compliance & AML should have:

• A strong academic background in law, finance, or a related field.
• Professional certifications in compliance or AML, such as CAMS or equivalent.
• Extensive knowledge of regulatory frameworks within the financial services sector, with a minimum of 8-9 years of work relevant work experience.
• Proven expertise in managing compliance and AML programmes within asset management, from a fund perspective.
• Strong analytical skills with the ability to interpret complex regulations and translate them into actionable policies.
• Experience in fostering a compliance culture within a large organisation.