Senior Compliance Officer

About the Department/Team

The Senior Compliance Officer position will assist in coordinating and creating consistency across the Americas region for centralized internal and external client reporting requests to meet compliance standards and requirements, Board reporting, trade surveillance, policy and procedure review, and other compliance department needs.

As a Senior Compliance Officer, you will contribute to the effective execution of compliance monitoring, testing, and regulatory support for Invesco’s 1940 Act ETFs and related accounts. You will assist business partners by interpreting policies, identifying risks, and escalating issues appropriately. You will help maintain compliance procedures, documentation, and reporting while supporting interactions with regulators and internal oversight groups. This role is ideal for a detail‑oriented compliance professional looking to expand ETF advisory compliance experience.

The Senior Compliance Officer position requires knowledge of a variety of equity, fixed income, and derivative security types.

• Execute day‑to‑day compliance monitoring, reporting and testing activities.
• Support responses to regulatory exams, internal audits, and ad‑hoc regulatory inquiries.
• Advise partners on policy interpretation and escalating potential issues appropriately.
• Maintain and improve compliance procedures, workflows, and documentation.
• Monitor and interpret regulatory developments affecting ETFs and investment advisers.
• Maintain accurate compliance records in alignment with regulatory and internal standards.
• Identify operational or regulatory risks and support issue tracking and remediation.
• Prepare report materials for clients and internal Boards.
• Respond to sub‑advisory and institutional client inquiries.
• Complete projects and initiatives as assigned, including technology, data analysis, surveillance, and other Compliance initiatives.
• Interact with members of the global teams to assist with Compliance and Business initiatives.

• Bachelor’s degree preferred in finance, accounting, or a related field.
• Minimum 3 years of experience in asset management or related financial services.
• Knowledge of domestic and international securities laws (e.g., 1940 Act, etc.).
• Excellent communication and teamwork skills to collaborate with peers and business partners.

The salary range for this position in Downers Grove is $100,000 - $111,000 /year.

Full time employee. Job exempt:
Yes. Workplace model:
Employees are expected to work at least four full days each week in the Invesco office as per the Workplace Policy effective October 1 2025.

Invesco is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, creed, color, religion, sex, gender, gender identity, sexual orientation, marital status, national origin, citizenship status, disability, age, or veteran status. Our equal opportunity employment efforts comply with all applicable U.S. state and federal laws governing non‑discrimination in employment.