Director, Compliance

Job Overview

The Director – Client Compliance is the leader of the regulatory compliance team of IQ‑EQ UAE. The role supervises the Client Compliance Unit, monitors daily tasks, coaches the team and drives compliance initiatives for the Client Compliance Services department.

• Structuring regulated financial services companies, selecting appropriate license activities based on the client’s business model and available resources.
• Leading end‑to‑end authorisation applications in DIFC and ADGM and coordinating with other regulators (UAE CB, CMA, etc.).
• Providing compliance support to licensed firms in ADGM and DIFC, including allocating and overseeing roles such as Compliance Officer, Money Laundering Reporting Officer, Risk Officer and Data Protection Officer.
• Delivering ad‑hoc advisory and assistance, e.g., compliance health checks, regulatory risk assessment and audit support, license variation, etc.
• Supporting clients in data protection matters: policy development, procedures, training, registrar portal inquiries and breach reporting.

• A degree from a reputable university, preferably in law, finance or related compliance functions.
• 8‑10 years of experience in the financial services sector, with at least 5 years in regulatory compliance.
• Senior consulting experience for 2‑3 years (e.g., DFSA or FSRA approved Compliance Officer and Money Laundering Reporting Officer).
• Preferred senior level experience in consulting firms.

We offer a hybrid working approach that supports flexibility and balance while maintaining strong collaboration across 6,500+ employees worldwide.

IQ-EQ UAE is an equal‑opportunity employer. We are committed to fostering an inclusive, equitable and diverse workplace.