Sr. Manager, Compliance Business Advisory; UAE National

Primary responsibility to provide effective Business Advisory Compliance support to NBF Businesses, with particular focus on Corporate Banking Unit, including:

• Acting as a Trusted Advisor and effective 2
  
  LOD function across NBF business areas including Wholesale Banking Group (“WBG”) (including Corporate Banking, Financial Institutions and Business Banking) Retail, and Treasury.
• Compliance advice and support provided across relevant areas of Regulatory Compliance, Conduct Risk, AML/CTF and Sanctions as required by NBF’s businesses.
• Act as an experienced Senior Manager proving support to your allocated primary business area (Corporate Banking) but also working functionally across responsibilities Business Advisory Compliance team.
• Providing support in respect of Sanctions Compliance, including Proliferation Financing and Trade Based Money Laundering, including compliance support to trade business and payments processes as relevant
• Develop and implement effective Compliance Policy and associated Process including directing and where necessary implementing requirements project for key regulatory change, new business or other Compliance projects.

A key Senior Member of the Compliance Business Advisory team taking ownership and accountability for the relevant areas allocated from the following overall team responsibilities.

• Deliver consistent high quality compliance advice in the Business to ensure delivery of service standards to external and internal stakeholders.
• Senior Leader within Business Advisory team leading setting agenda and framework for Department. Were allocated secretary to Compliance Committee or other Compliance governance other governance responsibilities.
• Working with Business Line management to support underlying business objectives by providing sound advice and guidance, including dealing with clients, FIs and Correspondent Banks.
• As allocated managing Policy, procedures and associated Compliance responsibilities for Complaints MU or Conflicts of Interest, including establishing and maintaining Conflicts of Interest register, Market Conduct and Conduct Risk reporting
• Correspondent Bank and FI relationship management
• Compliance support to Treasury Business including SCA oversight, supporting the Compliance Officer in their registered role.
• Compliance support to new business and product initiatives, including Fin Tech and other potential partnerships
• Handle Complex Business onboardings including coordinating relationships with some high-risk customers in Precious Metals and Stones, MSBs or other DNFBPs
• Manage Compliance input to key Regulatory Change projects (e.g. CRS / FATCA implementation, Baseline Actions, New Regulations), when relevant taking lead on firm wide implementation

10 years of compliance/assurance banking experience of which 5 years in a similar role, preferably in international institutions.

• A minimum degree (Bachelors) in a business-related field or equivalent.
• A recognized qualification or certification in Banking, Compliance, Internal Audit or Law