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Hybrid Trade Principal I: Compliance & Suitability
Job in
Duluth, Gwinnett County, Georgia, 30155, USA
Listed on 2026-08-15
Listing for:
Primerica
Full Time
position Listed on 2026-08-15
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Primerica is seeking a Trade Principal 1 in Duluth, GA for a hybrid role with on-site requirements one day a week. The position focuses on suitability review of Lifetime products, ensuring compliance with AML and SEC/MR rules, and coordinating with Compliance, Marketing and New Business teams during audits.
Responsibilities include reviewing large trades, documenting non-suitable cases, and supporting quality control and business-assessment processes.
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